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David Allen Shields

Wealth Watch Advisors, Inc

Englewood, CO

San Antonio, TX

CRD 6479001

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Employer firm

Wealth Watch Advisors, Inc CRD 172002

$612M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Watch Advisors, Inc

S Valley Hwy 8310, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-09-08
MN RA APPROVED 2017-10-17
TX RA APPROVED 2017-09-19
  • NC RA
    APPROVED
    Since 2020-09-08
  • MN RA
    APPROVED
    Since 2017-10-17
  • TX RA
    APPROVED
    Since 2017-09-19

Branch Locations

S Valley Hwy 8310, Englewood, CO 80112 • United States

300 E. Sonterra Blvd. Ste. 460, San Antonio, TX 78258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Watch Advisors, Llc Englewood CO 07/2015 Present
Wealthmark Advisors, Inc. San Antonio TX 07/2007 01/2019
Wealth Watch Partners, Inc San Antonio TX 01/2019 Present
  • 07/2015 → Present
    Wealth Watch Advisors, Llc
    Englewood, CO
  • 07/2007 → 01/2019
    Wealthmark Advisors, Inc.
    San Antonio, TX
  • 01/2019 → Present
    Wealth Watch Partners, Inc
    San Antonio, TX
Other Businesses

1) WEALTH Watch Partners, INC; INSURANCE SALES; INDEPENDENT INSURANCE AGENT/OWNER; SAN ANTONIO, TX 78216; SINCE 2019; 20 HRS/MTH; INVESTMENT RELATED: YES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-20
  • S65 Uniform Investment Adviser Law Examination
    2017-08-20
Other Names
  • David A Shields

View on SEC IAPD

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