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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2015-07-14
  • ME RA
    APPROVED
    Since 2015-07-14

Branch Locations

31 Chestnut Street, Camden, ME 04843 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allen Insurance And Financial Camden ME 04/2015 Present
  • 04/2015 → Present
    Allen Insurance And Financial
    Camden, ME
Other Businesses

1. Fixed insurance sales conducted under 'Allen Insurance and Financial'. Investment related and conducted from branch location. 2. Basketball Coach, Camden-Rockport Middle School; Located at 34 Knowlton St., Camden, ME, as of 11/25/2024; 10% of time spent during business hours; Not conducted at branch location; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-09
  • S66 Uniform Combined State Law Examination
    2015-07-09
Designations

View on SEC IAPD

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