Nicholas Charles Pollard

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → Present
  Ubs Financial Sevices Inc.
  Chattanooga, TN

Other Businesses

1)GREENE TURTLE / RESTARAUNT / 18101 CENTER DRIVE OLNEY , MARYLAND 20832 / OWNER / PRIVATELY HELD / START DATE 12/24/2010._x000D_ 2)CBS RADIO / UNIV OF MD COLLEGE PARK,MARYLAND 20742 / COMPANY/ SPORT & LEISURE FACILITIES / ANALIZING BASKETBALL GAMES /RADIO ANALYST / WATCH GAME, DISCUSS THE GAME / START DATE 11/01/2009._x000D_ 3)WALT WILLIAMS / BOOKS/ 21201 GEORGIA AVENUE BROOKEVILLE, MARYLAND 20833 / AUTHOR/ START DATE 5/1/2013 - 6/30/2025._x000D_ 4)CAREFIRST BLUECROSS BLUESHIELD / 1501 S. CLINTON ST, SUITE 700 BALTIMORE,MARYLAND 21224 / ASSOCIATION (I.E., TRADE OR INDUSTRY, SPORT...)/ HEALTH CARE & PHARMACEUTICALS / INSURANCE / MEMBER OF BOARD OF DIRECTORS / FUNDRAISING / START DATE 09/30/2013 /_x000D_ 5)The League for People with Disabilities / 1111 East Cold Spring Lane Baltimore,Maryland 21239 / Foundation/ Charities, Cultural, Educational & Political Organisations / Providing a facility where the community of disabled children and adults can strive to achieve as much independence as possible / Member of Board of Directors / / Fundraise / Start Date / 1/1/14/Walt Williams Foundation / 3240 Beaumont St Temple Hills,Maryland 20748 / Foundation/ Charities, Cultural, Educational & Political Organisations / Fundraise to give schlorship opportunities / Member of Board of Directors / / Fundraiser / Start Date 1/4/1993 /

Exams

• S66 Uniform Combined State Law Examination
  2016-03-19

Other Names

• Nick Pollard