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1001 Brickell Bay Drive Suite 2100, Miami, FL 33131-4940 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-24 |
Branch Locations
440 Lousiana Street Ste 900, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keybanc Capital Markets, Inc. | Houston | TX | 04/2015 | 09/2018 |
| Smith Graham & Co. Investment Advisors, L.P. | Houston | TX | 10/2018 | 10/2022 |
| Loop Capital Asset Management - Tch Llc | Miami | FL | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-05-01 |
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