Pingping Medley

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01
NJ	RA	APP_PEND_IARCE	2026-01-01

CA RA
APP_PEND_IARCE

Since 2026-01-01
NJ RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

2077 Gold Street, Alviso, CA 95002-1107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Financial Advisors, Inc	Alviso	CA	02/2015	Present
Covered Ca	Sacramento	CA	10/2014	Present
Heartland Institute Of Financial Education	Greenwood Village	CO	08/2014	Present
Medley Fbc, Inc.	Redwood City	CA	01/2018	Present
Narssa	Redwood City	CA	11/2021	Present
Education Encompassed	Redwood City	CA	05/2022	Present
Wfgia	Alviso	CA	04/2014	Present

02/2015 → Present

Transamerica Financial Advisors, Inc

Alviso, CA
10/2014 → Present

Covered Ca

Sacramento, CA
08/2014 → Present

Heartland Institute Of Financial Education

Greenwood Village, CO
01/2018 → Present

Medley Fbc, Inc.

Redwood City, CA
11/2021 → Present

Narssa

Redwood City, CA
05/2022 → Present

Education Encompassed

Redwood City, CA
04/2014 → Present

Wfgia

Alviso, CA

Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Education Encompassed / 0522-Present / Investment Related: No / 51 Waterside Cir Redwood City, CA 94065 / College consultant / College Planning / Hrs. Work Monthly: 5 / Sec Trading Hrs: 0 / Recommend students to College Planning program. NARSSA / 1121-Present / Investment Related: No / 51 Waterside Cir. Redwood City, CA / RSSA / Social Security Analysis / Hrs. Work Monthly: 2 / Sec Trading Hrs.: 0 / Analyze client social security benefits provide strategy advice. COVERED CA/NOT INVESTMENT RELATED/AGENT/10.15.2014/1601 EXPOSITION BLVD., SACRAMENTO, CA 95002/HELP PEOPLE GET OBAMA CARE HEALTH CARE INSURANCE./WHEN CLIENTS REQUEST HELP WITH COVERED CA, I HELP THEM APPLY FOR THEIR HEALTH CARE INSURANCE. HEARTLAND INSTITUTE OF FINANCIAL EDUCATION/NOT INVESTMENT RELATED/COLLEGE CONSULTANT/8.15.2014/ HIFE, 8301 EAST PRENTICE AVENUE, SUITE 312, GREENWOOD VILLAGE, COLORADO 80111/CONSULTING ON COLLEGE PLANNING./SHARE COLLEGE COACHING PROGRAM, HELP FAMILIES UNDERSTAND THE VALUE OF COLLEGE PLANNING./HOURS.MONTH: 1 MEDLEY FBC, INC/NOT INVESTMENT RELATED/CO-FOUNDER/1.01.2018/845 LAKESHORE DRIVE, REDWOOD CITY, CA 94065/PAST THROUGH CORPORATION USED FOR TAX PURPOSES./MANAGE EXPENSE AND PAYROLL./HOURS.MONTH:80

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-05-18
S63	Uniform Securities Agent State Law Examination	2015-12-08

S65 Uniform Investment Adviser Law Examination

2016-05-18
S63 Uniform Securities Agent State Law Examination

2015-12-08

Other Names

Pingping He

View on SEC IAPD