Best Investors Account Sign in

Kam Kam-Ying Johnston

Northwestern Mutual Investment Services, LLC

Stamford, CT

St Johns, FL

Claim This Profile
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-28
  • CA RA
    APPROVED
    Since 2023-04-28

Branch Locations

333 Ludlow St Ste 6, Stamford, CT 06902 • United States

St Johns, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kathy J Sanchez Stanwood WA 03/2017 09/2020
Jim Edward Meeks Memphis TN 04/2015 02/2017
Cade Fredrick Mossman Anacortes WA 12/2017 08/2018
Conner James Gehring Anacortes WA 12/2017 08/2018
Christopher Anton Dime Ponte Vedra FL 07/2019 09/2020
Ashley Russo San Diego CA 09/2020 01/2021
Northwestern Mutual Investment Services Llc San Diego CA 03/2022 07/2026
Ashley Russo San Diego CA 01/2021 07/2026
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2023 Present
Hugo Alves Stamford CT 07/2026 Present
Northwestern Mutual Investment Services Llc Stamford CT 07/2026 Present
  • 03/2017 → 09/2020
    Kathy J Sanchez
    Stanwood, WA
  • 04/2015 → 02/2017
    Jim Edward Meeks
    Memphis, TN
  • 12/2017 → 08/2018
    Cade Fredrick Mossman
    Anacortes, WA
  • 12/2017 → 08/2018
    Conner James Gehring
    Anacortes, WA
  • 07/2019 → 09/2020
    Christopher Anton Dime
    Ponte Vedra, FL
  • 09/2020 → 01/2021
    Ashley Russo
    San Diego, CA
  • 03/2022 → 07/2026
    Northwestern Mutual Investment Services Llc
    San Diego, CA
  • 01/2021 → 07/2026
    Ashley Russo
    San Diego, CA
  • 09/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2026 → Present
    Hugo Alves
    Stamford, CT
  • 07/2026 → Present
    Northwestern Mutual Investment Services Llc
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-27
  • S66 Uniform Combined State Law Examination
    2023-04-27
Other Names
  • Kam Y Siu
  • Briana Siu
  • Kam Siu
  • Briana Johnston
  • Briana Johnston
  • Briana Kam-Ying Johnston

View on SEC IAPD

Other Firms

COUNTERPOINTE INVESTMENT MANAGEMENT LLC
K2/D&S MANAGEMENT CO., L.L.C.
LONGRANGE CAPITAL, L.P.
DWM ASSET MANAGEMENT, LLC
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
CONCENTRIC CAPITAL STRATEGIES L.P.
INTEGRA GLOBAL ADVISORS LLC
MEASURE 8 VENTURE PARTNERS

Other Investors

CLAUDINE ANTOINETTE SPENCE
RONALD JOHN SCHULER
PAUL JON ACKERLEY
PATRICK J MCSTAY
LENNY CASTAGNA
SCOTT MICHAEL BARTONE
Anthony Vollmer
Kristen Sue Clark

Other Offices

COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
LONGRANGE CAPITAL, L.P. · STAMFORD, CT
DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT
CONCENTRIC CAPITAL STRATEGIES L.P. · STAMFORD, CT
INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
MEASURE 8 VENTURE PARTNERS · STAMFORD, CT

More in Stamford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor