Anthony Joseph Piazza

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2025-09-04
CO	RA	APPROVED	2025-09-03
TX	RA	APPROVED	2025-09-03

Branch Locations

Arvada, CO • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Learnvest Inc.	Scottsdale	AZ	04/2015	06/2019
Northwestern Mutual Investment Services, Llc	Scottsdale	AZ	08/2018	06/2019
Northwestern Mutual Life Insurance Company	Milwaukee	WI	07/2018	06/2019
John Hancock	Tempe	AZ	08/2019	09/2020
John Hancock Investment Management Distributors Llc	Boston	MA	08/2019	09/2020
Northstar Investment Advisory Llc	Arvada	CO	09/2020	02/2024
Empower Advisory Group, Llc	Greenwood Village	CO	03/2024	09/2025
Edelman Financial Engines	Santa Clara	CA	09/2025	Present

04/2015 → 06/2019

Learnvest Inc.

Scottsdale, AZ
08/2018 → 06/2019

Northwestern Mutual Investment Services, Llc

Scottsdale, AZ
07/2018 → 06/2019

Northwestern Mutual Life Insurance Company

Milwaukee, WI
08/2019 → 09/2020

John Hancock

Tempe, AZ
08/2019 → 09/2020

John Hancock Investment Management Distributors Llc

Boston, MA
09/2020 → 02/2024

Northstar Investment Advisory Llc

Arvada, CO
03/2024 → 09/2025

Empower Advisory Group, Llc

Greenwood Village, CO
09/2025 → Present

Edelman Financial Engines

Santa Clara, CA

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2019-12-18
S65	Uniform Investment Adviser Law Examination	2015-06-13

Other Firms