Anthony Joseph Piazza

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 06/2019
  Learnvest Inc.
  Scottsdale, AZ
• 08/2018 → 06/2019
  Northwestern Mutual Investment Services, Llc
  Scottsdale, AZ
• 07/2018 → 06/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 08/2019 → 09/2020
  John Hancock
  Tempe, AZ
• 08/2019 → 09/2020
  John Hancock Investment Management Distributors Llc
  Boston, MA
• 09/2020 → 02/2024
  Northstar Investment Advisory Llc
  Arvada, CO
• 03/2024 → 09/2025
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 09/2025 → Present
  Edelman Financial Engines
  Santa Clara, CA

Previous Registrations

• 2024-03-19 → 2025-09-16
  Empower Advisory Group, Llc
  Greenwood Village, CO
  Arvada, CO
• 2022-04-25 → 2024-03-01
  Northstar Investment Advisory Llc
  Arvada, CO
• 2019-08-22 → 2020-09-25
  John Hancock Investment Management Llc
  Boston, MA
  Tempe, AZ
• 2018-08-30 → 2019-07-01
  Northwestern Mutual Investment Services, Llc
  Scottsdale, AZ
  Milwaukee, WI
• 2015-06-18 → 2018-06-07
  Learnvest Planning Services, Llc
  Scottsdale, AZ

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-12-18
• S65 Uniform Investment Adviser Law Examination
  2015-06-13

Designations

• Certified Financial Planner

Other Names

• Anthony Piazza
• Tony Joseph Piazza
• Tony Piazza