Justin Ludwig

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-08-17
TX	RA	APPROVED	2015-08-11

FL RA
APPROVED

Since 2015-08-17
TX RA
APPROVED

Since 2015-08-11

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

9000 Southside Blvd Bldg 600, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	04/2015	Present
Bank Of America, N.A.	Jacksonville	FL	05/2018	Present

04/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
05/2018 → Present

Bank Of America, N.A.

Jacksonville, FL

Other Businesses

I*136939For profit or not for profit: For-Profit OrganizationName of outside business organization: The Home DepotInvestment related: NAddress of business:St Johns, Florida 32259Nature of business: Cooperative,Position, title, association: Part-Time, Start date of relationship: 3/31/2021Number of hours devoted: 60 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I will be working as a freight associate, using a fork lift to stock and move merchandise.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-08-09

S66 Uniform Combined State Law Examination

2015-08-09

View on SEC IAPD