James Robert Marronaro

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-15
AL	RA	APPROVED	2025-10-14
VT	RA	APPROVED	2025-10-14
NJ	RA	APPROVED	2023-03-24

Branch Locations

155 Village Boulevard Suite A, Princeton, NJ 08540 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	10/2015	09/2016
Oppenheimerfunds Distributors, Inc.	New York	NY	10/2016	02/2019
Oppenheimerfunds	New York	NY	06/2018	02/2019
Etoro Usa Securities, Inc.	Hoboken	NJ	08/2021	07/2022
Neuberger Berman Bd Llc	New York	NY	03/2019	08/2021
Tiaa	Princeton	NJ	02/2023	Present
Tiaa-Cref Individual & Institutional Services, Llc	Princeton	NJ	02/2023	Present
Small World Wealth Management	Miami	FL	10/2022	12/2022

10/2015 → 09/2016

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
10/2016 → 02/2019

Oppenheimerfunds Distributors, Inc.

New York, NY
06/2018 → 02/2019

Oppenheimerfunds

New York, NY
08/2021 → 07/2022

Etoro Usa Securities, Inc.

Hoboken, NJ
03/2019 → 08/2021

Neuberger Berman Bd Llc

New York, NY
02/2023 → Present

Tiaa

Princeton, NJ
02/2023 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Princeton, NJ
10/2022 → 12/2022

Small World Wealth Management

Miami, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-05-10
S63	Uniform Securities Agent State Law Examination	2016-08-16