Ricot Chancy

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 01/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 01/2017 → 09/2019
  Ascenus, Inc.
  Dresher, PA
• 09/2017 → 10/2018
  Ascensus Financial Services, Llc
  Dresher, PA
• 10/2018 → 01/2019
  Ascensus Broker Dealer Services, Llc
  Newton, MA
• 09/2019 → 06/2020
  Unemployed
  Rahway, NJ
• 06/2020 → 09/2020
  Santander Bank, Na
  Boston, MA
• 06/2020 → 09/2020
  Santander Securities, Llc
  Dorchester, MA
• 11/2020 → 06/2025
  New York Life
  New York, NY
• 04/2026 → Present
  Ubs Financial Services Inc
  Weehawken, NJ
• 02/2026 → 03/2026
  Pgim Investments
  Newark, NJ
• 06/2025 → 02/2026
  Unemployed
  Hamilton, NJ

Previous Registrations

• 2020-11-18 → 2025-07-28
  New York Life Investment Management Llc
  New York, NY
  New York, NY
  Harrison, NJ
• 2020-06-02 → 2020-09-28
  Santander Securities Llc
  Scotch Plains, NJ

Exams

• S66 Uniform Combined State Law Examination
  2019-11-18
• S63 Uniform Securities Agent State Law Examination
  2015-12-03

Other Names

• Ricot Chancy
• Ricot Chancy