Paul Phillip Nelson

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → 12/2021
  21St Century Annuity
  Granada Hills, CA
• 08/2014 → 12/2021
  Commonwealth Financial Network
  San Diego, CA
• 12/2021 → Present
  Mariner Wealth Advisors
  Woodland Hills, CA
• 12/2021 → Present
  Msec, Llc
  Woodland Hills, CA

Previous Registrations

• 2014-08-12 → 2021-12-31
  Commonwealth Financial Network
  Woodland Hills, CA
  Granada Hills, CA
• 2009-07-15 → 2014-08-18
  Financial Telesis Inc
  Granada Hills, CA
  Walnut Creek, CA
  Granada Hills, CA

Other Businesses

1. Fixed insurance sales, as an Agent; Conducted at branch location; Investment related. 2. Co-Owner of rental properties located in Sylmar, CA; As of 04/01/2019; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Investment related. 3. MSEC, LLC; Registered Representative 4. Viewpoint Financial Advisors, Inc.; Investment related, Porter Ranch, CA, President, Secretary, Chief Financial Officer, Start date: 12/15/2022, 1 hour per month, 0 hours during trading hours, The purpose of this S-Corp is solely to hold shares of MWA Holdco, LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-07-14
• S63 Uniform Securities Agent State Law Examination
  2004-12-30

Designations

• Certified Financial Planner