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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-07-23
  • MD RA
    APPROVED
    Since 2019-07-23

Branch Locations

8161 Maple Lawn Blvd Suite 400, Fulton, MD 20759 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Norcross GA 04/2015 07/2019
Planning Solutions Group Fulton MD 04/2015 04/2017
Lpl Financial Llc Fulton MD 07/2019 06/2025
Planning Solutions Group Fulton MD 04/2017 06/2019
Wealth Enhancement Group Plymouth MI 07/2019 Present
Wealth Enhancement Brokerage Services Plymouth MN 07/2019 Present
Wealth Enhancement Advisory Services Llc Fulton MD 07/2019 Present
  • 04/2015 → 07/2019
    Triad Advisors, Inc.
    Norcross, GA
  • 04/2015 → 04/2017
    Planning Solutions Group
    Fulton, MD
  • 07/2019 → 06/2025
    Lpl Financial Llc
    Fulton, MD
  • 04/2017 → 06/2019
    Planning Solutions Group
    Fulton, MD
  • 07/2019 → Present
    Wealth Enhancement Group
    Plymouth, MI
  • 07/2019 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
  • 07/2019 → Present
    Fulton, MD
Previous Registrations
  • 2019-01-30 → 2019-09-10
    Planning Solutions Group, Llc
    Fulton, MD
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES - DBA: (Hybrid) WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 80 Hours Per Month - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC., an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-10
  • S66 Uniform Combined State Law Examination
    2017-08-10
Designations
Other Names
  • Daniel Esteban Dupuy

View on SEC IAPD

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