Michael Jonathan Finch

Current Employers

10Elms Llp

2506-B East 21St Street, Tulsa, OK 74114 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2024-08-21

OK RA
APPROVED

Since 2024-08-21

Branch Locations

Altus, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
L3 Communications	Altus	OK	08/2016	11/2018
Fsi-Defense	Altus	OK	11/2018	Present
Finch Wealth Management, Llc	Altus	OK	03/2021	Present

08/2016 → 11/2018

L3 Communications

Altus, OK
11/2018 → Present

Fsi-Defense

Altus, OK
03/2021 → Present

Finch Wealth Management, Llc

Altus, OK

Previous Registrations

2021-08-05 → 2024-09-16

Finch Wealth Management, Llc

Altus, OK

Carlton Landing, OK
2015-06-30 → 2016-12-01

Finch Wealth Management, Llc

Altus, OK

Other Businesses

Michael Finch is employed at Flight Safety Defense, a non investment-related business located at 6755 North Yampa St, Denver, CO, 80249. He is a C-17 Pilot Instructor. Start date: 11/2018. He dedicates 30/hr per week to this activity, 15hr during trading hours. He teaches new C-17 pilot to fly the C-17A. Michael Finch is currently employed as the Principal Owner at Ascend Performance Team, LLC, an entity used to purchase real estate. Located at Mr. Finch's personal residence. This activity accounts for approximately 5% of his time.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-05-06

S65 Uniform Investment Adviser Law Examination

2021-05-06

Other Names

Michael J Finch

View on SEC IAPD