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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2020-02-06
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2020-02-06

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

1393 Veterans Memorial Highway Suite 307S , Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Insurance Co New York NY 03/2015 06/2018
Hornor, Townsend & Kent, Inc. Horsham PA 04/2015 06/2018
Mass Mutual Life Insurance Co East Hills NY 06/2018 Present
Mml Investors Services, Llc East Hills NY 08/2018 Present
  • 03/2015 → 06/2018
    Penn Mutual Life Insurance Co
    New York, NY
  • 04/2015 → 06/2018
    Hornor, Townsend & Kent, Inc.
    Horsham, PA
  • 06/2018 → Present
    Mass Mutual Life Insurance Co
    East Hills, NY
  • 08/2018 → Present
    East Hills, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-02-10
  • S63 Uniform Securities Agent State Law Examination
    2016-02-10

View on SEC IAPD

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