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Sarah Elizabeth Geiger

Wealth Enhancement Advisory Services, LLC

Plymouth, MN

CRD 6477580

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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-01-19
  • MN RA
    APPROVED
    Since 2017-01-19

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Plymouth MN 04/2015 06/2025
Wealth Enhancement Brokerage Services Plymouth MN 01/2017 Present
Wealth Enhancement Advisory Services Plymouth MN 01/2017 Present
Wealth Enhancement Group Plymouth MN 04/2015 Present
  • 04/2015 → 06/2025
    Lpl Financial, Llc
    Plymouth, MN
  • 01/2017 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
  • 01/2017 → Present
    Wealth Enhancement Advisory Services
    Plymouth, MN
  • 04/2015 → Present
    Wealth Enhancement Group
    Plymouth, MN
Other Businesses

No Business Name - Not Investment Related - At Reported Business Location(s) - notary - Time Spent 0%. WEALTH ENHANCEMENT ADVISORY SERVICES, LLC - DBA: (HYbrid) Wealth Enhancement Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 11/24/2016 - 80 Hours Per Month - Time Spent 50% - I provide investment advisory services through WEAS, an independent investment advisor firm. I started this business activity on 02/02/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-13
  • S66 Uniform Combined State Law Examination
    2017-01-13
Other Names
  • Sarah Elizabeth Vornholt
  • Sarah Geiger
  • Sarah Elizabeth Geiger

View on SEC IAPD

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