Susan Kim Broaddus

Current Employers

Employment History

• 03/2009 → 02/2019
  Td Ameritrade Inc.
  Irvine, CA
• 01/2008 → 02/2019
  Aloha Hawaiian Bliss
  Irvine, CA
• 02/2019 → Present
  Fidelity Brokerage Services Llc
  Newport Beach, CA
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2019-02-21 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Newport Beach, CA
• 2009-04-01 → 2019-02-14
  Td Ameritrade, Inc.
  Irvine, CA
• 2009-04-01 → 2019-02-14
  Td Ameritrade Investment Management, Llc
  Irvine, CA
• 2008-01-04 → 2008-12-31
  Newport Wealth Advisors, Inc.
  Newport Beach, CA
• 2007-10-08 → 2007-12-31
  Newport Wealth Advisors, Inc.
  Newport Beach, CA
  Newport Beach, CA
• 2005-09-20 → 2007-09-27
  Ameriprise Financial Services, Llc
  Irvine, CA
  Glendale, CA

Other Businesses

OBA-132583|OrgNmn:ensign Fund |Org Addr:Newport Be,California,US|OBA Nature:Middle school- The Ensign Fund|Invst Rel:N|Title:Board Member |Duties:Part of planning committee for thanking Donors to Ensign Fund |StrtDt:08-05-26|TotHrs/mon:1|TrdHrs/mon:0|OBA-110936|OrgNmn:Aloha Bliss LLC |Org Addr:Costa Mesa,California,US|OBA Nature:Opening a ecommerce store sell|Invst Rel:N|Title:Partner|Duties:2 hours per month on weekends |StrtDt:|TotHrs/mon:2|TrdHrs/mon:0|OBA-12416|OrgNmn:Aloha Bliss|Org Addr:costa mesa,California,US|OBA Nature:Selling Hawaiian Hula supplies|Invst Rel:N|Title:Co-Owner|Duties:This is a seasonal business selling Hawaiian hula supplies.|StrtDt:01-03-08|TotHrs/mon:8|TrdHrs/mon:0|

Exams

• S66 Uniform Combined State Law Examination
  2005-09-19

Other Names

• Kim Y. Susan
• Susan Y. Kim
• Susan Yu Kyung Kim
• Susan Y Kim
• Susan Y Broaddus
• Susan Kim
• Susan K Broaddus
• Susan Kim Broaddus
• Susan Kim Kim Broaddus