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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-05 |
| PA | RA | APPROVED | 2019-04-02 |
Branch Locations
201 King Of Prussia Road Suite 501, Radnor, PA 19087 • United States
King Of Prussia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Radnor | PA | 05/2014 | Present |
| Mml Investors Services, Llc | Radnor | PA | 05/2015 | Present |
(1)NAME: KAUFMAN FINANCIAL SERVICES. INV REL:Y ADDR: 1702 LOVERING AVE 2ND FLOOR, WILMINGTON DE 19806, NATURE: NONMMLIA: INDIVIDUAL LIFE. POSITION: AGENT. START:4/1/17, NO HR/MO: 3. NO HR/MO DUR TRADING: 1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-12 |
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