John Kenneth Caiafa

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 01/2017
  All American Pool Service
  Glenwood, NJ
• 01/2017 → 03/2017
  Joseph Gunnar & Co., Llc
  New York, NY
• 10/2016 → 12/2017
  Suny Empire
  Saratoga, NY
• 01/2018 → 01/2019
  Edward Jones
  St. Louis, MO
• 03/2019 → Present
  Massmutual Life Insurance Company
  Paramus, NJ
• 03/2019 → Present
  Mml Investors Services, Llc
  Paramus, NJ
• 03/2017 → 01/2018
  All American Pool Service
  Glenwood, NJ

Previous Registrations

• 2018-01-30 → 2019-01-25
  Edward Jones
  Warwick, NY
  Maryland Heights, MO
  Pine Island, NY
  St Louis, MO

Other Businesses

(1) NAME: JOHNNY HAYSEED LLC; INV REL: Y; ADDR: AT RESIDENTIAL ADDRESS; NATURE: LLC OWNERSHIP; POSITION: OWNER; START DATE: 07/18/2017; NO. HR/MO: 0; NO. HR/MO DURING SEC TRADING: 0; DUTIES: OWN PROPERTY (2) NAME: ALL AMERICAN POOL SERVICE AND SUPPLIES; INV REL: N; ADDR: 1760 RT 565 SUSSEX NJ 07461; NATURE: SPORTS; POSITION: PARTNER; START DATE: 01/02/2019; NO. HR/MO: 0; NO. HR/MO DURING SEC TRADING: 0; DUTIES: OTHER (3) NAME: CONGRUENT MACHINE SHOP; INV REL: N; ADDR: 107 MAPLE GRANGE ROAD VERNON NJ 07462; NATURE: OTHER; POSITION: PARTNER; START DATE: 03/01/2023; NO. HR/MO: 0; NO. HR/MO DURING SEC TRADING: 0; DUTIES: UNCLASSIFIED (4) NAME: JOHN CAIAFA; INV REL: Y; ADDR: 61 SO. PARAMUS RD 5TH FLOOR SUITE 575 PARAMUS NJ 07652; NATURE: OUTSIDE INSURANCE SALES; POSITION: INSURANCE BROKER; START DATE: 09/20/2023; NO. HR/MO: 2; NO. HR/MO DURING SEC TRADING: 2; DUTIES: DISABILITY, FIXED ANNUITIES, HEALTH, LIFE (TERM/UNIVERSAL/WHOLE), LONG-TERM CARE

Exams

• S66 Uniform Combined State Law Examination
  2018-01-29
• S63 Uniform Securities Agent State Law Examination
  2015-10-23

Other Names

• John Caiafa
• Jr Caifa
• John Kenneth Caiafa