Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-06-02
TX RA APPROVED 2025-05-20
  • LA RA
    APPROVED
    Since 2025-06-02
  • TX RA
    APPROVED
    Since 2025-05-20

Branch Locations

2100 Ross Ave, Dallas, TX 75201 • United States

17802 W Interstate 10, San Antonio, TX 78257 • United States

401 Edwards St, Shreveport, LA 71101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities, Llc San Antonio TX 09/2016 04/2018
Jpmorgan Securities, Llc San Antonio TX 04/2018 08/2018
Jpmorgan Securities, Llc Plano TX 08/2018 03/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 05/2025 Present
  • 09/2016 → 04/2018
    Jpmorgan Securities, Llc
    San Antonio, TX
  • 04/2018 → 08/2018
    Jpmorgan Securities, Llc
    San Antonio, TX
  • 08/2018 → 03/2025
    Jpmorgan Securities, Llc
    Plano, TX
  • 05/2025 → Present
    Dallas, TX
Previous Registrations
  • 2016-12-20 → 2025-04-30
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    Plano, TX
    San Antonio, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Frisco, TX
Other Businesses

I*3841268 Entity Type: N/A Name of OBA: Rental Property 1 Address: Reynosa, Tamaulipas, 88670 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 03/15/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-15
  • S66 Uniform Combined State Law Examination
    2016-12-15

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor