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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-16 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale | FL | 01/2016 | 12/2018 |
| Massmutual Life Insurance Company | Fort Lauderdale | FL | 02/2019 | 10/2021 |
| Mml Investors Services, Llc | Fort Lauderdale | FL | 02/2019 | 10/2021 |
| Morgan Stanley | Boca Raton | FL | 12/2018 | 02/2019 |
| Pruco Securities, Llc. | Englewood | CO | 10/2021 | 08/2022 |
| Prudential Insurance Company Of America | Englewood | CO | 10/2021 | 08/2022 |
| Massmutual | Springfield | MA | 08/2022 | Present |
| Mml Investors Services, Llc | Springfield | MA | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-29 |
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