Jeremy Bossio

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-02-22
CT	RA	APPROVED	2021-06-02

TX RA
APPROVED

Since 2022-02-22
CT RA
APPROVED

Since 2021-06-02

Branch Locations

250 State Street, J-1, North Haven, CT 06473 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Retirement Planning Partners	North Haven	CT	07/2016	Present
Securities Service Network	North Haven	CT	06/2018	09/2020
Securities America, Inc.	North Haven	CT	09/2020	10/2020
Lpl Financial Llc	North Haven	CT	10/2020	Present

07/2016 → Present

Retirement Planning Partners

North Haven, CT
06/2018 → 09/2020

Securities Service Network

North Haven, CT
09/2020 → 10/2020

Securities America, Inc.

North Haven, CT
10/2020 → Present

Lpl Financial Llc

North Haven, CT

Other Businesses

1)09/03/2020 - RETIREMENT PLANNING PARTNERS, LLC. - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/2019 2)09/03/2020 - Jeremy R. Bossio - Non-Variable Insurance - inv rel - at reported business location(s) - start: 03/2015 - 16 hr/mth

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-06-01
S63	Uniform Securities Agent State Law Examination	2019-03-15

S65 Uniform Investment Adviser Law Examination

2021-06-01
S63 Uniform Securities Agent State Law Examination

2019-03-15

View on SEC IAPD