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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-24
GA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2024-05-24
  • GA RA
    APPROVED
    Since 2017-03-25

Branch Locations

4700 Us Highway 80 E Suite 6, Savannah, GA 31410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Liberty Mutual Insurance Savannah GA 05/2011 Present
Metlife Securities Inc Savannah GA 04/2015 03/2017
Mml Investors Services, Llc Savannah GA 03/2017 Present
Massmutual Life Insurance Company Savannah GA 07/2016 Present
  • 05/2011 → Present
    Liberty Mutual Insurance
    Savannah, GA
  • 04/2015 → 03/2017
    Metlife Securities Inc
    Savannah, GA
  • 03/2017 → Present
    Savannah, GA
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Savannah, GA
Previous Registrations
  • 2016-03-28 → 2017-03-25
    Msi Financial Services, Inc.
    Savannah, GA
Other Businesses

(1) NAME: THOMAS MADISON INV REL: Y ADD: 321 COMMERCIAL DR, SUITE 2, SAVANNAH, GA 31406 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 5/2011 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 1 DESCRIBE DUTIES: PROPERTY & CASUALTY, LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES. (2) NAME: SAVANNAH ST. PATRICK'S DAY PARADE COMMITTEE INV REL: N ADD: 4 W. LIBERTY ST SAVANNAH GA 31401 NATURE: PROMOTE A FESTIVE AND RESPONSIBLE CELEBRATION OF THE FEAST OF SAINT PATRICK POSITION: SECRETARY START DATE: 6/1/2023 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: ASSIST WITH MEMBERSHIP DUES COLLECTION, PAY CATERERS FOR MEETINGS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-07
S63 Uniform Securities Agent State Law Examination 2015-06-22
  • S65 Uniform Investment Adviser Law Examination
    2016-03-07
  • S63 Uniform Securities Agent State Law Examination
    2015-06-22
Other Names
  • Thomas C. Madison

View on SEC IAPD

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