Xienh Que Ly

Citigroup Global Markets Inc.

Jacksonville, FL

San Antonio, TX

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Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-04-19

TX RA
APPROVED

Since 2017-04-19

Branch Locations

Citi Wealth Management, Nic 14000 Citi Cards Way, Building C2, Jacksonville, FL 32258 • United States

Citi Wealth Management, Nic 100 Citibank Drive, San Antonio, TX 78245 • United States

Live Oak, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citi	San Antonio	TX	04/2015	Present

04/2015 → Present

Citi

San Antonio, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-04-19
S63	Uniform Securities Agent State Law Examination	2015-07-23

S65 Uniform Investment Adviser Law Examination

2017-04-19
S63 Uniform Securities Agent State Law Examination

2015-07-23

View on SEC IAPD

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