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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-10-21 |
Branch Locations
8945 N Meridian St Ste 200, Indianapolis, IN 46260 • United States
Zionsville, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Bank | Indianapolis | IN | 08/2013 | 11/2019 |
| Bmo Harris Financial Advisors | Indianapolis | IN | 04/2015 | 11/2019 |
| Ameriprise Financial Services, Inc | Indianapolis | IN | 11/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Indianapolis | IN | 03/2020 | Present |
Outside Employment; TGG Operations, LLC; Associate Financial Advisor - Associate Financial Advisor; Business entity paid through; 8945 N Meridian, Suite 200, Indianapolis, IN, 46260; Not Investment-Related; 10/01/2022; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-12 |
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