Timothy Wayne Thomas

Current Employers

Employment History

• 02/2003 → Present
  New York Life Ins. Co
  New Orleans, LA
• 10/2003 → Present
  Thomas Financial Group Llc
  Metairie, LA

Previous Registrations

• 2003-05-22 → 2003-05-30
  Eagle Strategies Llc
  New Orleans, LA
• 1999-01-27 → 2003-02-26
  Ubs Financial Services Inc.
  Los Angeles, CA

Other Businesses

[APPOINTED WITH VARIOUS OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; START DATE 6/2003] [THOMAS FINANCIAL GROUP, LLC; PARTNER; INVESTMENT RELATED; START DATE 10/2003; DBA USED FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS] [THOMAS GRANDCHILDRENS TRUST; OWNS REAL ESTATE THAT IS RENTED OUT; 3333 W. NAPOLEON AVE, #200, METAIRIE, LA 70001; START DATE: 05/2003; ROLE/TITLE: OWNER; INVESTMENT RELATED] [T & A THOMAS PROPERTIES, LLC; RENTAL PROPERTY; OWNER; COMPENSATION RENTAL INCOME; INVESTMENT RELATED; 3333 WEST NAPOLEON AVENUE, SUITE 200, METAIRIE, LA 70001; START DATE 04/2015; 8 HOURS PER MONTH; 2 HOURS PER MONTH DURING TRADING HOURS] [CLEARY @ WEST NAPOLEON, L.L.C.; MY FAMILY OWNS AND RENTS OUT THE LAND THAT A GASS STATION SITS ON. TRIPLE NET LEASE.; 3333 W. NAPOLEON AVE., STE. 200, METAIRIE, LA 70001; START DATE 05/2015; ROLE/TITLE: CO-MANAGER; INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; COMPENSATION: NONE] [JOCKO INVESTMENTS TWO, LLC; THIS ENTITY WILL OWN FAMILY VACATION PROPERTY IN ANOTHER STATE.; 3333 WEST NAPOLEON AVENUE, SUITE 200, METAIRIE, LA 70001; START DATE 08/2015; ROLE/TITLE: PARTNER; INVESTMENT RELATED; 5 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Tim Thomas Consulting; Working with NYL agents in other offices on Best Practices, Avoiding Compliance Pitfalls, and Motivational Coaching. Initially, this will be in the offices of John Schwan and Taylor Sledge; 3333 W Napoelon Ave, Suite 200, Metairie, LA 70001; Start Date 08/2017; Role/Title: Consultant; Investment Related; 12 hours per month; 10 hours per month during securities trading hours] [New Orleans Estate Planning Council; financial services education; P.O. Box 750357 · New Orleans, LA 70175; Start Date 07/2021; Role/Title: Board Member; Investment Related; 5 hours per month; 0 hours per month during securities trading hours;organizing educational meetings and asking members to present on current topics] [Thomas WNOB LLC; My family owns 1/2 of the building where myself and agents Wayne Thomas, Kent Griener, David Trepagnier, and Earl Weiser work. We rent out the first floor. I was added on as a co-manager in case something happens to my dad; 3333 W Napoleon Avenue #200, Metairie, LA 70001; Start Date 08/2024; Role/Title: co-manager; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-15
• S63 Uniform Securities Agent State Law Examination
  1998-12-14

Other Names

• Tim Thomas