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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-07-23 |
Branch Locations
Forest Hill, MD • United States
530 Gaither Road Suite 350, Rockville, MD 20850 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Timonium | MD | 02/2016 | 06/2019 |
| Nylife Securities, Llc | Timonium | MD | 03/2016 | 06/2019 |
| The Prudential Insurance Company Of America | Hunt Valley | MD | 06/2019 | 07/2020 |
| Pruco Securities Llc | Hunt Valley | MD | 06/2019 | 07/2020 |
| Massmutual Life Insurance Co | Rockville | DE | 07/2020 | Present |
| Mml Investors Services, Llc | Rockville | DE | 07/2020 | Present |
NAME: Erie Insurance Co, INV REL: Y, ADD: 75 Lillian Court, Forest Hill, MD 21050 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 12/8/2025, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 0, DUTIES: LIFE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-08 |
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