Laura Marie Gillen

Employer firm

Avantax Planning Partners, Inc. CRD 106237

$7.57B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 05/2018
  Edward Jones
  St Louis, MO
• 05/2020 → 06/2021
  Northwestern Mutual Investment Services, Llc
  Denver, CO
• 05/2018 → 12/2018
  Hands On Lab
  Englewood, CO
• 01/2019 → 12/2019
  Red Sky Consulting
  Denver, CO
• 12/2019 → 06/2020
  Ruffalo Noel Levitz
  Cedar Rapids, IA
• 08/2020 → 06/2021
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 11/2020 → 06/2021
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 04/2021 → 06/2021
  Northwestern Mutual Investment Services Llc
  Rapid City, SD
• 06/2021 → Present
  Avantax Planning Partners, Inc.
  Dubuque, IA
• 06/2021 → 09/2025
  Avantax Investment Services, Inc.
  Dallas, TX
• 06/2021 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Dubuque, IA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Rapid City, SD
• 01/2026 → Present
  Four Tracks Draft House, Llc
  Rapid City, SD

Previous Registrations

• 2020-05-07 → 2021-06-11
  Northwestern Mutual Investment Services, Llc
  Fort Collins, CO
  Denver, CO
  Rapid City, SD
• 2015-08-14 → 2018-05-09
  Edward Jones
  Superior, CO
  St Louis, MO
  Louisville, CO
  Lafayette, CO
  Louisville, CO

Other Businesses

1) NAME OF OTHER BUSINESS: FOUR TRACKS DRAFT HOUSE, LLC; INVESTMENT RELATED: NO; ADDRESS: 420 ST. JOSEPH STREET RAPID CITY, SD 57701; NATURE OF BUSINESS: HOSPITALITY; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEEING BOOKS AND RECORDS, BUSINESS PLANNING, PLANNING AND MANAGING EVENTS AND OCCASIONAL ONSITE HELP;

Exams

• S66 Uniform Combined State Law Examination
  2015-06-20

Designations

• Certified Financial Planner

Other Names

• Laura Gillen