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Wade Hampton Ballard

Stifel, Nicolaus & Company, Incorporated

Venice, FL

Sarasota, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-06-29
TX RA APPROVED 2020-06-26
  • FL RA
    APPROVED
    Since 2020-06-29
  • TX RA
    APPROVED
    Since 2020-06-26

Branch Locations

218 Harbor Drive South, Venice, FL 34285 • United States

6901 Professional Pkwy E. Suite 107, Sarasota, FL 34240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Venice FL 08/2015 06/2020
Stifel Nicolaus & Co Inc Venice FL 06/2020 Present
  • 08/2015 → 06/2020
    Bank Of America, N.A.
    Venice, FL
  • 06/2020 → Present
    Stifel Nicolaus & Co Inc
    Venice, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-20
  • S66 Uniform Combined State Law Examination
    2015-10-20
Other Names
  • Hampton Ballard
  • Wade H Ballard

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · VENICE, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Venice, FL
PNC WEALTH MANAGEMENT LLC · VENICE, FL
EDWARD JONES · Venice, FL
EDWARD JONES · VENICE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VENICE, FL
EDWARD JONES · VENICE, FL
RAYMOND JAMES & ASSOCIATES, INC. · Venice, FL

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