Kristi Ann Denham

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 04/2018
  Ubs Financial Services
  Plano, TX
• 04/2018 → 04/2019
  First Dallas Securities Inc.
  Dallas, TX
• 04/2018 → 04/2019
  Hodges Capital Management
  Dallas, TX
• 04/2019 → Present
  Lpl Financial
  Wylie, TX

Previous Registrations

• 2018-04-05 → 2019-05-01
  First Dallas Securities Incorporated
  Dallas, TX
• 2018-04-05 → 2019-05-01
  Hodges Capital Management Inc
  Dallas, TX

Other Businesses

1) 4/26/2019 - DBA for LPL Business (entity for LPL business) - Jal Dennis Group Investment Services - Wylie, TX 2) 4/26/2019 - Business Entity For Tax/Investment Purposes Only - DENHAM PROPERTIES, LLC - Wylie, TX 3) 09/30/2024 - Inspired Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/16/2024 - 80 Hours per Month/ 75 Hours During Trading 4) 10/03/2024 - Non-Variable Insurance - Agent - investment Related - At Reported Business Location(s) - Start Date 05/01/2024 - 5 Hours Per Month/ 2 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2017-05-15

Other Names

• Kristi Ann Pinnell