Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
21 Second St, Troy, NY 12180 • United States
1770 Central Ave, Albany, NY 12205 • United States
100 Mohawk Street, Cohoes, NY 12047 • United States
1883 Western Avenue, Albany, NY 12203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Troy | NY | 12/2015 | Present |
(1) 02/02/2016: Pioneer Bank - Financial Institution Duty - Investment Related - 712 Hoosick Rd Troy NY 12180 - Start 04/17/2006 - 160 Hr/Mo; 0 Hour(s) During Securities Trading; 100% Time Spent - Branch Financial Professional (2) 02/02/2016: Pioneer Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 06/28/2019 - No business name - Investment related - At reported business location(s) - Notary Public - start date:06/17/2019 - 1 hr/mo - 1 hr during trading. (4) 12/12/2022 - Target - Not Investment Related - 625 3rd Ave Ext - Rensselaer NY 12144 - Outside/W-2 Employment - Seasonal Inbound Stocking - Start Date - 11/23/2022 - 16 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-08-08 |
Reach out to this advisor