James Patrick Schier

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 08/2023
  Securian Financial Services Inc.
  St. Paul, MN
• 08/2015 → 08/2023
  Minnesota Life
  St. Paul, MN
• 08/2015 → Present
  Renaissance Financial
  St. Louis, MO
• 08/2023 → Present
  Cetera Wealth Services, Llc
  St. Louis, MO
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-01-15 → 2023-08-10
  Securian Financial Services, Inc.
  St. Louis, MO
  St. Paul, MN

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: January 2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: January 2016 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 3. SIGMA TAU GAMMA ALUMNI ASSOCIATION POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: , Warrensburg MO , United States DESCRIPTION: Member 4. BNI POSITION: Volunteer NATURE: Networking INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2019 ADDRESS: 1902 Arsenal St, #230, Saint Louis MO 63118, United States DESCRIPTION: BNI is a networking group that meets once per week. I am currently the president of the networking group, which means I help with meeting agendas, inviting visitors and scheduling events. 5. CITY GARDEN MONTESSORI SCHOOL FINANCE COMITY MEMBER POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/02/2019 ADDRESS: 1618 Tower Grove Ave, Saint Louis MO 63110, United States DESCRIPTION: City Garden is charter school is St. Louis City I serve as member on the Finance Committee to help the school make decision on community out reach, verify the proper use of school funds and check writing as well review the budget. 6. COMMUNITY VALUE ALLIANCE POSITION: Member NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 04/05/2021 ADDRESS: 999 Executive Parkway, Suite 320, Creve Coeur MO 63141, United States DESCRIPTION: I will be a "member at large" for this organization that is 501C3 that strives to help other 501c3 with business involvement.

Exams

• S66 Uniform Combined State Law Examination
  2016-01-06

Designations

• Certified Financial Planner