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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-12-22 |
| WA | RA | APPROVED | 2017-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 04/2015 | 12/2017 |
| Bank Of America, N.A. | Shoreline | WA | 12/2017 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Shoreline | WA | 12/2017 | Present |
I*518041 For profit or not for profit: Entity For Profit Name of outside business organization: Ebert Auto Investment related: N Address of business: Kirkland, Washington, 98034 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 8/31/2021 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Automotive Repair
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-28 |
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