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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Retirement Services | Eugene | OR | 03/2015 | Present |
| Unemployed | Eugene | OR | 01/2008 | Present |
1) NORTHWEST RETIREMENT SERVICES POSITION: Life Insurance Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/29/2019 ADDRESS: 1143 Oak Street, Eugene OR 97401, United States DESCRIPTION: Life insurance sales 2) NORTHWEST RETIREMENT SERVICES POSITION: Registered Assistant NATURE: NWRS Inc. Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/07/2019 ADDRESS: 1143 Oak Street, Eugene OR 97401, United States DESCRIPTION: Notary Public - State of Oregon 3) NORTHWEST RETIREMENT SERVICES POSITION: Registered Assistant NATURE: NWRS Inc. - Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 173 START DATE: 05/02/2023 ADDRESS: 1143 Oak Street, Eugene OR 97401, United States DESCRIPTION: Over see day to day office operations, provide executive level support, act as first point of contact to clients and public, assist with compliance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-25 |
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