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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-06-30
TX RA APPROVED 2023-06-30
  • LA RA
    APPROVED
    Since 2023-06-30
  • TX RA
    APPROVED
    Since 2023-06-30

Branch Locations

108 E Texas Ave, Rayne, LA 70578 • United States

Lafayette, LA • United States

2701 Johnston St Ste 300, Lafayette, LA 70503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2015 06/2023
Ameriprise Financial Services, Llc Rayne LA 06/2023 Present
Previous Registrations
  • 2015-07-24 → 2023-07-10
    Rayne, LA
    Crowley, LA
    St Louis, MO
    Crowley, LA
Other Businesses

Business Ownership; Tauras Wealth Management; Owner; Manage Ameriprise Business; 210 Magnate Dr, Suite 100, lafayette, LA, 70506; Investment-Related; 08/10/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Taurus Wealth Management; Owner; Manage advisory business; 210 Magnate Dr, Suite 100, lafayette, LA, 70506; Investment-Related; 08/10/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-29
  • S66 Uniform Combined State Law Examination
    2015-05-29
Other Names
  • Wendell James Guidry

View on SEC IAPD

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