Candice Rumfelt Trantham

First Citizens Investor Services, Inc.

Forest City, NC

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Current Employers

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-03-24

NC RA
APPROVED

Since 2021-03-24

Branch Locations

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

318 W Main St , Forest City, NC 28043 • United States

1570 N. Main St, Marion, NC 28752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Citizens Investor Services	Raleigh	NC	04/2015	04/2021
First Citizens Bank	Marion	NC	01/2014	04/2021
First Citizens Investor Services	Marion	NC	04/2021	Present

04/2015 → 04/2021

First Citizens Investor Services

Raleigh, NC
01/2014 → 04/2021

First Citizens Bank

Marion, NC
04/2021 → Present

First Citizens Investor Services

Marion, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-03-24
S63	Uniform Securities Agent State Law Examination	2015-05-05

S65 Uniform Investment Adviser Law Examination

2021-03-24
S63 Uniform Securities Agent State Law Examination

2015-05-05

Other Names

Candice Rene Rumfelt

View on SEC IAPD

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