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Harrison Bromley

Wells Fargo Clearing Services, LLC

Quakertown, PA

Allentown, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-07-15
TX RA APPROVED 2024-07-15
  • PA RA
    APPROVED
    Since 2024-07-15
  • TX RA
    APPROVED
    Since 2024-07-15

Branch Locations

755 S West End Blvd, Quakertown, PA 18951 • United States

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Blue Bell PA 04/2015 11/2017
Miller'S Insurance Agency Downingtown PA 11/2017 07/2019
Lpl Financial Llc Downingtown PA 07/2018 08/2022
Wealthcare Advisory Partners Llc Downingtown PA 07/2018 09/2022
The Vanguard Group, Inc. Malvern PA 08/2022 07/2024
Wells Fargo Clearing Services, Llc ( Allentown PA 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-11
  • S66 Uniform Combined State Law Examination
    2015-11-11
Designations
Other Names
  • Harrison Bromley
  • Harrison Alexander Paul Bromley

View on SEC IAPD

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