Moustafa Abdelfattah Sayed Saad

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-01-17
CA	RA	APPROVED	2018-12-10

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jp Morgan Securities Llc	Torrance	CA	04/2016	10/2018
Jp Morgan Chase Bank	Torrance	CA	04/2016	10/2018
Moustafa A Saad, Notary Public	Rolling Hills Estates	CA	12/2015	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rollings Hills	CA	10/2018	Present
Bank Of America N.A.	Rolling Hills	CA	10/2018	Present

04/2016 → 10/2018

Jp Morgan Securities Llc

Torrance, CA
04/2016 → 10/2018

Jp Morgan Chase Bank

Torrance, CA
12/2015 → Present

Moustafa A Saad, Notary Public

Rolling Hills Estates, CA
10/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rollings Hills, CA
10/2018 → Present

Bank Of America N.A.

Rolling Hills, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-12-07
S63	Uniform Securities Agent State Law Examination	2016-06-14