Steven David Broihahn

Employer firm

Avantax Planning Partners, Inc. CRD 106237

$7.57B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 02/2018
  Valmark Securities, Inc.
  Akron, OH
• 01/2017 → 06/2018
  Roto Sports, Inc.
  Madison, WI
• 02/2018 → 03/2018
  Kestra Financial, Inc.
  Madison, WI
• 04/2018 → Present
  Avantax Planning Partners, Inc
  Waunakee, WI
• 02/2019 → 09/2020
  Proequities, Inc.
  Waunakee, WI
• 09/2020 → 09/2025
  Avantax Investment Services, Inc.
  Waunakee, WI
• 03/2025 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Madison, WI
• 04/2025 → Present
  Eia
  Madison, WI
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Madison, WI

Other Businesses

1) HK FINANCIAL SERVICES POSITION: Financial Planning Consultant NATURE: Investments and planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2018 ADDRESS: 251 Progress Way, Suite 200, Waunakee WI 53597, United States DESCRIPTION: Support CPA firms and their clients with financial planning

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-06-22

Designations

• Certified Financial Planner