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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mfs Fund Distributors, Inc. | Boston | MA | 03/2015 | 05/2017 |
| Wells Fargo Clearing Services, Llc. | Boston | MA | 12/2025 | Present |
| Ubs Financial Services Inc | Foxborough | ME | 06/2017 | 12/2025 |
1. 33 Management LLC, This company conducts no business at this time and never has conducted business, it is inactive. In the future, we may consider using this LLC to own a property, that will be partly used for personal use, and rental, This LLC has no assets, no bank accounts, no liabilities, Proprietor / owner, Owning a property and potentially renting a property, start date-12/2/2024, FoxboroughMassachusettsUnited States-02035.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-14 |
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