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Nathan Cortez Hicks

Morgan Stanley

Chicago, IL

CRD 6474219

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-23
IL RA APPROVED 2021-04-09
  • TX RA
    APPROVED
    Since 2022-06-23
  • IL RA
    APPROVED
    Since 2021-04-09

Branch Locations

233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Chicago IL 12/2020 Present
Aegis Worldwide Chicago IL 06/2019 10/2020
Yelp Inc Dallas TX 09/2017 04/2019
Bank Of America Chicago IL 06/2016 09/2017
Lou Malnati Pizza Evanston IL 10/2016 01/2017
Fleet Feet Sports Chicago IL 02/2017 03/2020
  • 12/2020 → Present
    Morgan Stanley Smith Barney Llc
    Chicago, IL
  • 06/2019 → 10/2020
    Aegis Worldwide
    Chicago, IL
  • 09/2017 → 04/2019
    Yelp Inc
    Dallas, TX
  • 06/2016 → 09/2017
    Bank Of America
    Chicago, IL
  • 10/2016 → 01/2017
    Lou Malnati Pizza
    Evanston, IL
  • 02/2017 → 03/2020
    Fleet Feet Sports
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-09
S63 Uniform Securities Agent State Law Examination 2015-07-06
  • S66 Uniform Combined State Law Examination
    2021-04-09
  • S63 Uniform Securities Agent State Law Examination
    2015-07-06
Other Names
  • Nathan C Hicks

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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