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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2015-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates | Manchester | IA | 04/2005 | Present |
1. MONAGHAN FINANCIAL SERVICES, LTD. - SECURITIES POSITION: Owner/Financial Advisor NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/21/2015 ADDRESS: 208 N Franklin St, Manchester IA 52057, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. 2. MONAGHAN FINANCIAL SERVICES, LTD. - FIXED INSURANCE POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/21/2015 ADDRESS: 208 N Franklin St, Manchester IA 52057, United States DESCRIPTION: Service term life, and fixed annuity products. 3. COMMUNITY CHILDCARE OF MANCHESTER POSITION: Board Member NATURE: Non-profit organization. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/21/2020 ADDRESS: 613 Grant St., Manchester IA 52057, United States DESCRIPTION: Community Childcare of Manchester is a non-profit organization that oversees childcare at 2 sites in Manchester, IA. Duties involve general guidance and input as part of a seven member board made up of community members and parents. 4. THE CATHOLIC FOUNDATION IN THE ARCHDIOCESE OF DUBUQUE POSITION: Board Member NATURE: Non-profit organization. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2023 ADDRESS: 120 5th St. NW, Cedar Rapids IA 52405, United States DESCRIPTION: As one of several board members, set the strategic plan for the organization's mission and monitor it's implementation with the overall objective of maximizing the amount of financial support that the corporation can provide to the Catholic organizations it serves. Attend meetings and lend expertise. Recommend new and appropriate candidates to the Nominating Committee for potential board membership and to assist in their cultivation and recruitment. Promote the organization as appropriate within the parish and community. 5. NOTARY PUBLIC POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/06/2019 ADDRESS: 208 N. Franklin St., Manchester IA 52057, United States DESCRIPTION: Notary Public for which no compensation is received and has never been received.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-09 |
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