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Joseph F. Devorak

Compound Planning, Inc.

Berthoud, CO

New York, NY

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Current Employers
Compound Planning, Inc.

115 Broadway 5Th Floor, New York, NY 10006 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-14
TX RA APPROVED_RES 2025-01-09
CO RA APPROVED 2024-03-01
  • FL RA
    APPROVED
    Since 2025-04-14
  • TX RA
    APPROVED_RES
    Since 2025-01-09
  • CO RA
    APPROVED
    Since 2024-03-01

Branch Locations

Berthoud, CO • United States

115 Broadway 5Th Floor, New York, NY 10006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank Denver CO 06/2017 05/2019
Bbva Securities Inc. Denver CO 06/2019 10/2019
Bbva Usa Birmingham AL 06/2019 10/2019
Bbva Insurance Agency, Inc. Austin TX 06/2019 10/2019
Charles Schwab And Co. Inc Denver CO 03/2015 05/2019
Bbva Wealth Solutions Inc. Denver CO 08/2019 10/2019
Personal Capital Advisors Corporation Denver CO 10/2019 03/2024
Empower Advisory Group, Llc Greenwood Village CO 04/2023 03/2024
Compound Planning New York NY 03/2024 Present
  • 06/2017 → 05/2019
    Charles Schwab Bank
    Denver, CO
  • 06/2019 → 10/2019
    Bbva Securities Inc.
    Denver, CO
  • 06/2019 → 10/2019
    Bbva Usa
    Birmingham, AL
  • 06/2019 → 10/2019
    Bbva Insurance Agency, Inc.
    Austin, TX
  • 03/2015 → 05/2019
    Charles Schwab And Co. Inc
    Denver, CO
  • 08/2019 → 10/2019
    Bbva Wealth Solutions Inc.
    Denver, CO
  • 10/2019 → 03/2024
    Personal Capital Advisors Corporation
    Denver, CO
  • 04/2023 → 03/2024
    Empower Advisory Group, Llc
    Greenwood Village, CO
  • 03/2024 → Present
    Compound Planning
    New York, NY
Previous Registrations
  • 2023-04-03 → 2024-03-05
    Empower Advisory Group, Llc
    Greenwood Village, CO
  • 2019-10-15 → 2023-04-03
    Personal Capital Advisors Corporation
    Denver, CO
  • 2019-08-05 → 2019-10-10
    Pnc Managed Account Solutions, Inc.
    Denver, CO
  • 2017-05-05 → 2019-05-28
    Charles Schwab & Co., Inc.
    Lone Tree, CO
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-05
S63 Uniform Securities Agent State Law Examination 2015-08-14
  • S66 Uniform Combined State Law Examination
    2017-05-05
  • S63 Uniform Securities Agent State Law Examination
    2015-08-14
Other Names
  • Joseph Franklin Devorak Iv
  • Joseph Franklin Devorak
  • Joey Devorak
  • Joseph F. Devorak

View on SEC IAPD

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