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Nicole K Hurley

Commonwealth Financial Network

Syracuse, NY

CRD 6473376

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-26
NY RA APPROVED 2021-06-15
  • TX RA
    APPROVED_RES
    Since 2026-03-26
  • NY RA
    APPROVED
    Since 2021-06-15

Branch Locations

5701 Enterprise Parkway Suite D, Syracuse, NY 13206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc E Syracuse NY 01/2019 12/2019
Paul Dodd East Syracuse NY 02/2015 12/2019
Pascales Italian Bistro Syracuse NY 04/2016 08/2017
Crossbridge Financial Group Of Cny Syracuse NY 01/2020 Present
Commonwealth Financial Network Waltham MA 01/2020 Present
Focused Financial Solutions Syracuse NY 01/2020 01/2022
  • 01/2019 → 12/2019
    Northwestern Mutual Investment Services Llc
    E Syracuse, NY
  • 02/2015 → 12/2019
    Paul Dodd
    East Syracuse, NY
  • 04/2016 → 08/2017
    Pascales Italian Bistro
    Syracuse, NY
  • 01/2020 → Present
    Crossbridge Financial Group Of Cny
    Syracuse, NY
  • 01/2020 → Present
    Waltham, MA
  • 01/2020 → 01/2022
    Focused Financial Solutions
    Syracuse, NY
Other Businesses

1. Fixed insurance sales; as of 07/02/2021; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-Owner, Crossbridge Financial Group of CNY, Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 10/17/2025; 100% time spent during business hours; Conducted at branch; Investment related. 3. Tax Preparation as Nicole Hurley; as of 04/2026; 1% time spent during business hours; Conducted at branch; Not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-09
S63 Uniform Securities Agent State Law Examination 2019-03-15
  • S65 Uniform Investment Adviser Law Examination
    2021-04-09
  • S63 Uniform Securities Agent State Law Examination
    2019-03-15
Other Names
  • Nicole Blair
  • Nicole Krystel Broton
  • Nicole Hurley
  • Nicole K Blair
  • Nicole K Hurley
  • Nicole Krystel Hurley

View on SEC IAPD

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