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Los Angeles, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-06 |
| NY | RA | APPROVED | 2023-10-06 |
| CA | RA | APPROVED | 2023-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Miami | Coral Cables | FL | 08/2013 | 05/2017 |
| University Of Miami | Coral Cables | FL | 09/2016 | 05/2017 |
| Center For The Humanities | Coral Gables | FL | 08/2013 | 05/2017 |
| Incapital Llc | Boca Raton | FL | 06/2017 | 10/2018 |
| Lpl Financial Llc | San Diego | CA | 11/2018 | 10/2019 |
| Coast Bridge Capital | Los Angeles | CA | 07/2023 | Present |
| Crestwood Advisors Llc | Boston | MA | 10/2019 | 09/2023 |
| Tutor Associates | New York | NY | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-30 |
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