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One Freedom Valley Drive, Oaks, PA 19456 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-16 |
| PA | RA | APPROVED | 2023-11-15 |
Branch Locations
New Braunfels, TX • United States
One Freedom Valley Drive, Oaks, PA 19456 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco | Houston | TX | 02/2015 | 03/2017 |
| American Funds | Carmel | IN | 04/2017 | 04/2020 |
| American Funds | Carmel | IN | 04/2020 | 01/2021 |
| American Funds | San Antonio | TX | 01/2021 | 10/2023 |
| Sei Investments | Oaks | PA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-23 |
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