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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Distributors, Inc. | Houston | TX | 03/2015 | 09/2017 |
| Lincoln Financial Advisors Corp | Houston | TX | 10/2017 | 01/2023 |
| Pensionmark Securities, Llc | Santa Barbara | CA | 01/2023 | 05/2026 |
| Pensionmark Financial Group | Santa Barbara | CA | 01/2023 | 05/2026 |
| Lpl Financial Llc | Sugar Land | TX | 05/2026 | Present |
1. 05/2026 - The Noble Group - DBA for LPL Business (entity for LPL business) - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 5/07/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-29 |
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