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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-03 |
Branch Locations
440 South College Road, Wilmington, NC 28403 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Bank | Raleigh | NC | 11/2011 | Present |
| First Citizens Investor Services | Raleigh | NC | 01/2024 | Present |
SPARROW HOLDINGS LLC POSITION: Owner/Co-Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/18/2005 ADDRESS: 500 Transylvania avenue, Raleigh NC 27609, United States DESCRIPTION: Real estate holding company for office building leased to 3rd party tenant.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-04 |
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