Kelli Dannette Scott

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 10/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntersville, NC
• 03/2016 → 10/2017
  Bank Of America, N.A.
  Huntersville, NC
• 01/2018 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 10/2017 → 01/2018
  Unemployed
  Charlotte, NC
• 08/2019 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC
• 01/2018 → Present
  Vanguard Marketing Corporation
  Charlotte, NC

Previous Registrations

• 2015-12-22 → 2017-10-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntersville, NC
  Mooresville, NC
  Charlotte, NC

Other Businesses

NAME OF BUSINESS: MEDICARE SUPPLEMENT & LTC INSURANCE LICENSED INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: MAINTAIN ONLY POSITION: N/A START DATE: 07/2015 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: VARIABLE LIFE & VARIABLE ANNUITY LIFE LICENSED INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: MAINTAIN ONLY POSITION: N/A START DATE: 07/2015 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: ACCIDENT & HEALTH OR SICKNESS LICENSED INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: MAINTAIN ONLY POSITION: N/A START DATE: 07/2015 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams

• S66 Uniform Combined State Law Examination
  2015-12-21

Other Names

• Kelli Scott
• Kelli Dannette Scott
• Kelli Dannette Arrington