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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Irene Lee-Sluys | Bellingham | WA | 10/2015 | 10/2017 |
| Waddell & Reed, Inc | Bellingham | WA | 04/2016 | 10/2017 |
| Securities America, Inc | Bellingham | WA | 10/2017 | 03/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | Bellingham | WA | 04/2016 | 10/2017 |
| Waddell & Reed, Inc | Bellingham | WA | 03/2018 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Bellingham | WA | 03/2018 | 07/2021 |
| Scenic Retreat Cafes Llc Dab Il Caffe Rifugio | Deming | WA | 01/2008 | 07/2021 |
| Mei-Hua Chinese School | Bellingham | WA | 09/2016 | 07/2021 |
| Northwest Chinese Cultural Association (Nwcca) | Bellingham | WA | 07/2017 | 07/2021 |
| Bellingham Bay Swim Team (Bbst) | Bellingham | WA | 09/2017 | 05/2021 |
| Douglas Whitener | Bellingham | WA | 03/2018 | 07/2021 |
| Whitener Inc | Everson | WA | 08/2018 | 07/2021 |
| Lpl Financial Llc | Lynden | WA | 07/2021 | Present |
1) 01/19/2022 - Family Business / Scenic Retreat Cafes LLC dba II Caffe Rifugio / Not Investment Related / 0Hrs/Mo During Trading / Deming, WA 2) 01/03/2024 - Associates of Clifton Park - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 10 Hours Per Month/ During Trading 3) 10/11/2024 - Baliu International LLC - Real Estate Rental - Investment Related - Deming, WA - Start Date 06/21/2024 - 2 Hours Per Month/ 0 Hours During Trading 4) 10/06/2025 - Balogh LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date 05/07/2025 - 2 Hours Per Month/ 0 hours During Trading 5) 05/07/2026 - Clarity Bridge Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date 05/01/2026 - 160 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-21 |
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