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Shu-Chun Balogh

LPl Financial LLC

Lynden, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-21
WA RA APPROVED 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21

Branch Locations

105 5Th St, Ste 101, Lynden, WA 98264 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Irene Lee-Sluys Bellingham WA 10/2015 10/2017
Waddell & Reed, Inc Bellingham WA 04/2016 10/2017
Securities America, Inc Bellingham WA 10/2017 03/2018
Various Insurance Carriers For W&R Insurance Agencies Bellingham WA 04/2016 10/2017
Waddell & Reed, Inc Bellingham WA 03/2018 07/2021
Various Insurance Carriers For W&R Insurance Agencies Bellingham WA 03/2018 07/2021
Scenic Retreat Cafes Llc Dab Il Caffe Rifugio Deming WA 01/2008 07/2021
Mei-Hua Chinese School Bellingham WA 09/2016 07/2021
Northwest Chinese Cultural Association (Nwcca) Bellingham WA 07/2017 07/2021
Bellingham Bay Swim Team (Bbst) Bellingham WA 09/2017 05/2021
Douglas Whitener Bellingham WA 03/2018 07/2021
Whitener Inc Everson WA 08/2018 07/2021
Lpl Financial Llc Lynden WA 07/2021 Present
  • 10/2015 → 10/2017
    Irene Lee-Sluys
    Bellingham, WA
  • 04/2016 → 10/2017
    Waddell & Reed, Inc
    Bellingham, WA
  • 10/2017 → 03/2018
    Securities America, Inc
    Bellingham, WA
  • 04/2016 → 10/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Bellingham, WA
  • 03/2018 → 07/2021
    Waddell & Reed, Inc
    Bellingham, WA
  • 03/2018 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Bellingham, WA
  • 01/2008 → 07/2021
    Scenic Retreat Cafes Llc Dab Il Caffe Rifugio
    Deming, WA
  • 09/2016 → 07/2021
    Mei-Hua Chinese School
    Bellingham, WA
  • 07/2017 → 07/2021
    Northwest Chinese Cultural Association (Nwcca)
    Bellingham, WA
  • 09/2017 → 05/2021
    Bellingham Bay Swim Team (Bbst)
    Bellingham, WA
  • 03/2018 → 07/2021
    Douglas Whitener
    Bellingham, WA
  • 08/2018 → 07/2021
    Whitener Inc
    Everson, WA
  • 07/2021 → Present
    Lynden, WA
Previous Registrations
  • 2018-03-16 → 2021-07-21
    Waddell & Reed
    Seattle, WA
    Lynden, WA
Other Businesses

1) 01/19/2022 - Family Business / Scenic Retreat Cafes LLC dba II Caffe Rifugio / Not Investment Related / 0Hrs/Mo During Trading / Deming, WA 2) 01/03/2024 - Associates of Clifton Park - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 10 Hours Per Month/ During Trading 3) 10/11/2024 - Baliu International LLC - Real Estate Rental - Investment Related - Deming, WA - Start Date 06/21/2024 - 2 Hours Per Month/ 0 Hours During Trading 4) 10/06/2025 - Balogh LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date 05/07/2025 - 2 Hours Per Month/ 0 hours During Trading 5) 05/07/2026 - Clarity Bridge Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date 05/01/2026 - 160 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-21
  • S66 Uniform Combined State Law Examination
    2017-12-21
Other Names
  • Candice Balogh
  • Shu-Chun Liu

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