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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-31
CT RA APPROVED 2019-12-16
GA RA APPROVED 2019-12-16
  • TX RA
    APPROVED_RES
    Since 2024-07-31
  • CT RA
    APPROVED
    Since 2019-12-16
  • GA RA
    APPROVED
    Since 2019-12-16

Branch Locations

21C Arts Center Ct, Avon, CT 06001 • United States

1024 Twelve Oaks Drive, Ste 101, Watkinsville, GA 30677 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

548 Hopmeadow Street, Suite 323, West Hartford, CT 06110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alpharetta GA 03/2015 01/2018
Bank Of America, N.A. Alpharetta GA 12/2015 01/2018
Private Capital Group, Llc West Hartford CT 04/2018 Present
Private Advisor Group, Llc Morristown NJ 12/2019 Present
Previous Registrations
Other Businesses

1.Mr. Rabbitt uses WP Financial as the name of the business under which he provides investment advice through Private Advisor Group, LLC. 2.Mr. Rabbitt holds licenses to sell insurance and sells insurance products as an independent insurance agent. This insurance business is separate and apart from Private Advisor Group, and does not include investment advisory services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-30
  • S66 Uniform Combined State Law Examination
    2015-06-30
Designations
Other Names
  • Mike Andrew Rabbitt
  • Michael Rabbitt
  • Mike Rabbitt

View on SEC IAPD

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